Financial Advice Strand: Advice process
Applying the Six Step Advice Process and complying with your legislative, regulatory and fiduciary obligations. This is the benchmark for providing compliant advice. Assessment is via submission of a portfolio of evidence submitted online that is the subject of a competency interview/discussion between an adviser and an assessor.
For more information about the classroom vs assessment-only options, see Choose your pathway for Financial Advice Strand: Advice process.
Refer to our Level 5 study programmes for information on programme bundles that include the Financial Advice Strand.
- This course is one part of the new NZ Certificate Level 5 Financial Advice Strand. In order to complete this strand you must complete this assessment and the assessment relating to the legislation, regulation and Code.
- The fees shown below are inclusive of the Skills Organisation Assessment Fee which Strategi Institute pays to Skills Organisation on behalf of candidates.