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Applying the Six Step Advice Process and complying with your legislative, regulatory and fiduciary obligations. This is the benchmark for providing compliant advice. Assessment is via submission of a portfolio of evidence submitted online that is the subject of a competency interview/discussion between an adviser and an assessor.
For more information about the classroom vs assessment-only options, see Choose your pathway for Financial Advice Strand: Advice process.
Refer to our Level 5 study programmes for information on programme bundles that include the Financial Advice Strand.
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