AML/CFT Act 2009 – Check your knowledge
Aim: To ensure advisers’ knowledge of the AML/CFT Act 2009 is current.
Outcome: Completion of this module will help financial advisers remain up to date with their legal obligations under the AML/CFT Act.
Abstract: Most advisers, especially AFAs, will have undergone some form of training to prepare for the introduction of the AML/CFT Act 2009 (the Act). The Act imposed new requirements on financial advisers and while there have been no material changes over the last few months, it is important that advisers’ ensure they have retained their knowledge of their obligations under the Act.
Note: These questions assume you have previously completed the Radar module AML/CFT Act 2009: Adviser and Staff Annual Refresher.