Guidance Note: Adviser Disclosure Statements (Primary and Secondary for AFAs, and RFAs)
This guidance note provides important information to assist:
- Advisers who are authorised financial advisers (AFAs) to prepare a legally compliant primary and secondary disclosure statement complying with the Financial Advisers (Disclosure) Regulations 2010 (Regulations).
- Advisers who are registered (RFAs) but not authorised (or who are not QFE advisers), to prepare a legally compliant disclosure statement complying with the Regulations.
Download the guidance note below to read more.