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Correctly registering an adviser business and the AFAs and RFAs working within it on the Financial Service Providers Register (FSPR) is one of the most basic and fundamental of compliance requirements.
However, a quick survey by Strategi indicates that of the more than 100 new advisers onboarded in August/September 2020, seven out of every 10 had errors with either their registration or how it related to their disclosure statement, Adviser Business Statement, profile or website.
Download our list of the nine most common errors and use the checklist to compare how you stack up.