DIY 30 minute compliance check

Are you meeting your professional responsibilities as a financial adviser? Strategi's helpful DIY checklist is suitable for all advisers (RFAs and AFAs).

Spend time running through this checklist on a regular basis. A DIY compliance overview on a regular basis could save you and your business from operating on the wrong side of the legislation, regulation and the Code, and suffering the consequences.

If you have any doubt about your answers or need help to meet any of the requirements, please contact us for assistance.