Training, compliance, licensing, AML / CFT and business solutions for financial advisers, accountants, lawyers and real estate agents

Anti Money Laundering / Countering Financing of Terrorism (AML / CFT)

AML / CFT

Anti Money Laundering / Countering Financing of Terrorism (AML / CFT)

For reporting entities with AML / CFT obligations, together, Strategi and Strategi Institute can help ensure those obligations are met. Our solutions include AML / CFT training for compliance officers and staff, assistance developing a risk assessment and AML / CFT Programme, and undertaking the AML / CFT audit. Read more

What are my obligations?

Find out about your obligations if you are a reporting entity.
What are my AML / CFT obligations?

How do I meet my obligations?

Your complete guide to AML / CFT requirements and solutions.
The complete guide to meeting your AML / CFT obligations

Risk assessment

How to assess and document your AML / CFT risk rating.
What is an AML / CFT risk assessment?

Your AML / CFT programme

Develop the policies, procedures and controls to address your risk.
How to develop an AML / CFT programme

Enquire about an AML / CFT audit

Strategi can be your independent risk assessment and programme auditor.
Enquire about an AML / CFT audit

AML / CFT manual

Get Strategi Institute’s comprehensive guidebook.
AML / CFT manual

AML / CFT training solutions

A range of courses, modules and packages for AML / CFT compliance officers, staff with AML / CFT duties, and support staff.
Your AML / CFT training solution

Templates, publications and resources

AML / CFT manuals and guidance notes.
AML / CFT templates, publications and resources

Frequently asked questions

Got a problem with AML / CFT but don’t know what to ask?
Frequently asked questions about AML / CFT
Licensing, registration and authorisation for you and your business

Licensing your business

Licensing, registration and authorisation for you and your business

Whether you need help getting licence-ready, applying for a licence, or ensuring you and your business meet your licence obligations, Strategi is here to help. Decide what you most want help with, or let us look after the entire licensing and ongoing compliance process for you. From helping advisers through the licensing (authorisation) process, to developing the required policies, procedures, controls, Strategi has applying for a Financial Markets Conduct Act licence covered. Read more

How and when are the rules changing?

The rules for advisers and firms are changing – find out how the changes will affect you.
Main elements of the new regime for financial advice

Who needs to be licensed, authorised or registered?

What are the current rules? Are you and your company compliant?
Do I need to be licensed, registered or authorised?

How do I register as a financial adviser?

Online registration as an RFA and application fees.
How to register as a financial adviser

How do I apply for authorisation?

Assistance for advisers applying for authorised financial adviser (AFA) status.
How to apply for authorisation

FMCA licensing assistance

Help with obtaining your DIMS, MIS, Derivatives Issuer and other licences.
FMCA licensing assistance

Templates, publications and resources

Licensing templates, manuals, guidance notes and other resources.
Licensing publications and resources

Frequently asked questions

Got a licensing, registration or authorisation problem but don’t know what to ask?
Frequently asked questions about licensing, registration and authorisation
Training solutions from Strategi Institute

Training

Training solutions from Strategi Institute

If you are in the financial services industry, or want to be, then Strategi Institute can provide you with the training you need. Whether you are a new entrant to the industry, in a support role such as a PA or paraplanner, or an experienced adviser, Strategi Institute offers training that will enhance your competence and help take you to the next level professionally. Our courses are structured in such a way that advisers learn not only what they need to learn for the Certificate, but also about ethics, best practice and compliance processes, and ways to increase revenue... Read more

Find or enrol in a course

Search our extensive range of online and classroom courses, workshops and modules and find out how to enrol.
Find or enrol in a course

NZ Certificate Level 5

The benchmark qualification for authorisation as a financial adviser. Training in compulsory unit standards and relevant elective strands.
NZ Certificate in Financial Services Level 5

Continuing professional development

Training options to meet the CPD requirements for advisers and a way to upskill for RFAs and QFEs.
Continuing professional development

Advancing your career

Thinking about a career in financial services - or wanting to advance? Get the career advice and the training you need.
Your career in the financial services industry

Online learning with Radar

The new world-class CPD command centre for advisers, QFEs and networks.
Radar

Corporate education solutions

Get your network, advisers and support staff up to speed.
Corporate education programmes – a total education solution

Templates, publications and resources

Manuals, guidance notes and other resources that accompany your training.
Training publications and resources

Frequently asked questions

Got a training problem but don’t know what to ask?
Frequently asked questions about training

Upcoming classroom courses

Core Strand Auckland 21 – 22 Oct 2019 Core Strand
Residential Property Lending Strand: Mortgage Specialist Auckland 23 – 25 Oct 2019 Residential Property Lending Strand: Mortgage Specialist
Life and Health Insurance Strand Auckland 4 – 5 Nov 2019 Life and Health Insurance Strand
FAP Compliance Officer FAP Compliance Officer Course: Discover how to build, operate and maintain a compliant financial services business Auckland 7 – 8 Nov 2019 FAP Compliance Officer Course: Discover how to build, operate and maintain a compliant financial services business
Residential Property Lending Strand: Mortgage Specialist Auckland 6 – 8 Nov 2019 Residential Property Lending Strand: Mortgage Specialist
KiwiSaver Specialist Auckland 12 Nov 2019 KiwiSaver Specialist
Financial Advice Strand: Advice process Auckland 14 – 15 Nov 2019 Financial Advice Strand: Advice process
Financial Advice Strand: Legislative framework Auckland 19 Nov 2019 Financial Advice Strand: Legislative framework
Residential Property Lending Strand: Mortgage Specialist Auckland 18 – 20 Nov 2019 Residential Property Lending Strand: Mortgage Specialist
Life and Health Insurance Strand Auckland 2 – 3 Dec 2019 Life and Health Insurance Strand

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About us

20 years of good advice

In 1996 Strategi was created to address the changing regulatory and professional needs of people who give financial advice. Twenty years on, giving good advice is more important than ever before…
Giving good advice is more important than ever before