Training, compliance, licensing, AML/CFT and business development solutions for financial advisers, QFEs and networks

Whether you need help getting licence-ready, applying for a licence, or ensuring you and your business meet your licence obligations, Strategi is here to help.

Decide what you most want help with, or let us look after the entire licensing and ongoing compliance process for you. From helping advisers through the licensing (authorisation) process, to developing the required policies, procedures, controls, Strategi has applying for a Financial Markets Conduct Act licence covered.

Strategi offers a seamless range of independent compliance services, risk identification training and advanced knowledge programmes to help businesses understand their risks better and to develop interlocking strategies to minimise their exposure to compliance risk.

While compliance is a necessary cost of doing business, it can also be a way of finding better ways of doing things, improving the quality of advice you give and the service you provide, and empowering your people to be conscious of the value they can bring to your business.

Strategi’s...

Keen to grow the revenue, profitability and value of your financial advice business? The team at Strategi is expert in working with advisers and networks to grow businesses and deliver increased profit. We have experience in all aspects of business management, growth, mergers and acquisitions, shareholder value and preparing a business for sale.

Most financial advisers have some level of AML/CFT obligation and, together, Strategi and Strategi Institute can help ensure those obligations are met.

Our AML/CFT solutions include AML/CFT training for advisers, staff, networks, head groups and QFES, assistance developing a risk assessment and AML/CFT Programme, and undertaking the AML/CFT audit.