Strategi supports the intent of the Financial Advisers Act 2008 and the associated regulations.
Strategi is active in providing commentary and submissions relating to the regulations.
Strategi can assist advisers and networks to transition to the new regulatory regime via the following:
- Conducting a detailed compliance review of each practice and providing a comprehensive report identifying where deficiencies are evident.
- Developing plans and working with individual adviser practices and networks to rectify any deficiencies between how they operate now and how they will need to operate, once the regulations are enacted.
- Strategi offers online, onsite and residential training courses to assist advisers to obtain National Certificate Level 4 and Level 5 qualifications.
