Guidance Notes provide clarity
Strategi regularly produces Guidance Notes on topics of interest or concern to advisers relating to compliance and best practice. These Guidance notes are timely, detailed, and can help to quickly demystify issues confronting and adviser or business.
As an example, Strategi has just released a Guidance Note for advisers on their CPD requirements outlining an adviser’s obligations and offering practical advice on how to meet those obligations. This can be downloaded below.
Contact Strategi to enquire about subscribing to these Guidance Notes.
Keeping current with the legislation and regulation
Strategi can assist advisers and networks to operate in the new regulatory regime via the following:
- Conducting a detailed compliance review of each practice and providing a comprehensive report identifying where deficiencies are evident.
- Developing plans and working with individual adviser practices and networks to rectify any deficiencies between how they operate now and how they need to operate to be fully compliant with the new legislation and regulation.
- Strategi Institute offers online, onsite and workshop-style courses to help advisers meet their CPD requirements.
Contact Strategi for more information on any of these services.
