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  • Relationships
    Global relationships and resources
    Strategi maintains a number of close working relationships with major global players. This helps us keep our practices up-to-date and helps us benchmark our services against...
    We regularly review our relationships to keep them competitive and transparent. Each of these companies helps us offer our clients a wider range of information and...
  • CPD Guidance Note
    Guidance Note to provide CPD clarity for advisers
    This Guidance Note provides advice, tips and useful templates with regards to how all financial advisers should approach the issue of Continuing Professional Development (CPD...
    Strategi has looked at what various professions around the world do regarding CPD, considered that in relation to current legislation and regulation, then applied a...
  • How can you avoid being replaced?
    Are you concerned the banks are possibly taking potential clients, you are not receiving the number of referrals you used to and more people are purchasing financial products...
    Increasingly our Best Practice compliance reviews are indicating that financial advisers are narrowing their scope of advice to concentrate on what Mitchell Waldrop would...
  • How much will an AML/CFT audit cost?
    Strategi Ltd is an AML/CFT auditor and can provide audits relating to risk assessment only, AML/CFT programme only or a combined assessment.
    Indicative fees for audits of small to medium-sized financial advisory businesses are outlined below. Please note, these fees could vary depending on the business size,...
  • How to create your own Business Continuity Plan
    A Business Continuity Plan (BCP) is a comprehensive plan that focuses on how to keep the business running after an unplanned disruption. An unplanned disruption can be as...
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  • How to develop an AML/CFT programme
    Your AML/CFT programme MUST be based on your risk assessment. This means before you start to develop your AML/CFT programme, you should have completed your risk assessment....
    What is an AML/CFT programme? An AML/CFT programme is a written record of the:
  • Client newsletters benefit your clients and your business
    Investing in Knowledge client newsletter
    One of the many valuable services Strategi provides to advisers is the coordination of a quarterly client newsletter – Investing in Knowledge.
    This newsletter can be personalised for you, then sent to your clients (via email or post), and uploaded to your website – turning it into a powerful...
  • Adviser information
    Is your Adviser Business Statement up-to-date?
    One of the areas frequently commented upon by the FMA, during its recent monitoring visits, was the provision of a discretionary management service and how this is described...
    How can Strategi help? To assist you to meet the above requirement, Strategi has updated its ABS template by including additional wording in the...
  • Real estate advisers
    Land investment products and the real estate industry
    The Financial Advisers Act 2008 (FAA 2008) categorises a land investment product (for example a property syndicate or proportionate title scheme) as a category 1 product....
    If you are a real estate agent or an investment property specialist advising on land investment products, and are not associated with, or part of, a QFE, then the...
  • About Strategi
    Leadership and advice for growing financial advisory practices
    Strategi Limited (Strategi) is a company owned by entities associated with David Greenslade. Strategi operates internationally with regards to developing financial adviser...
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